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4//SEC Filing

NORTHERN TRUST CORP 4

Accession 0000073124-04-000021

$NTRSCIK 0000073124operating

View on SEC.gov Company Profile

Filed

Jan 26, 7:00 PM ET

Accepted

Jan 27, 11:30 AM ET

Size

13.8 KB

Accession

0000073124-04-000021

Insider Transaction Report

Form 4

Period: 2004-01-23

NORTHERN TRUST CORPNTRS

EVP and Controller

Transactions

Exercise/Conversion
Common Stock
2004-01-23+14,000→ 171,808 total
Tax Payment
Common Stock
2004-01-23$49.91/sh−3,785$188,890→ 168,023 total
Exercise/Conversion
Employee Stock Award
2004-01-23−14,000→ 0 total
Exercise: $0.00→ Common Stock (14,000 underlying)

Holdings

Common Stock
(indirect: ESOP)
9,615
Common Stock
(indirect: By Spouse)
40,048
Common Stock
(indirect: By Spouse)
2,575
Common Stock
(indirect: By 401(k))
5,292
Common Stock
27,000

Footnotes (5)

[F1]Distribution of Performance Shares
[F2]Represents stock units payable automatically in common stock on a 1-for-1 basis.
[F3]as of 9/30/2003
[F4]with tandem tax withholding right
[F5]Shares distributed upon satisfaction of specified employment period.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

NORTHERN TRUST CORP

CIK 0000073124

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0000073124

Filing Metadata

Form type: 4
Filed: Jan 26, 7:00 PM ET
Accepted: Jan 27, 11:30 AM ET
Size: 13.8 KB

View on SEC.gov