ROSSITER PETER L 4
4 · NORTHERN TRUST CORP · Filed Jan 27, 2004
Insider Transaction Report
Form 4
ROSSITER PETER L
Executive Vice President
Transactions
- Gift
Common Stock
2004-01-23+16,111→ 109,547 total(indirect: By Spouse) - Tax Payment
Common Stock
2004-01-23$49.91/sh−5,889$293,891→ 112,298 total - Exercise/Conversion
Common Stock
2004-01-23+22,000→ 118,187 total - Exercise/Conversion
Employee Stock Award
2004-01-23−22,000→ 0 totalExercise: $0.00→ Common Stock (22,000 underlying) - Gift
Common Stock
2004-01-23−17,511→ 94,787 total
Holdings
- 4,959(indirect: ESOP)
Common Stock
- 1,883(indirect: By 401(k))
Common Stock
- 53,000
Common Stock
Footnotes (5)
- [F1]Distribution of Performance Shares
- [F2]Represents stock units payable automatically in common stock on a 1-for-1 basis.
- [F3]as of 9/30/2003
- [F4]with tandem tax withholding right
- [F5]Shares distributed upon satisfaction of specified employment period.