NORTHERN TRUST CORP 4
4 · NORTHERN TRUST CORP · Filed Dec 14, 2016
Insider Transaction Report
Form 4
Karpinski Jane
Sr. VP & Controller
Transactions
- Exercise/Conversion
Common Stock
2016-11-15$43.65/sh+244$10,651→ 14,828 total - Sale
Common Stock
2016-11-15$81.30/sh−244$19,837→ 14,584 total - Exercise/Conversion
Employee Stock Option (right-to-buy)
2016-11-15−244→ 0 totalExercise: $43.65Exp: 2022-02-13→ Common Stock (244 underlying)
Holdings
- 114(indirect: Employee Share Ownership Plan as of 9/30/2016)
Common Stock
Footnotes (3)
- [F1]Includes 10,542 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- [F2]Price reflects the weighted average sales price from $81.29 to $81.30. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- [F3]This option became exercisable in four equal annual installments beginning 2/13/2013.