4//SEC Filing
NORTHERN TRUST CORP 4
Accession 0000073124-17-000106
$NTRSCIK 0000073124operating
Filed
Feb 22, 7:00 PM ET
Accepted
Feb 23, 7:15 PM ET
Size
12.7 KB
Accession
0000073124-17-000106
Insider Transaction Report
Form 4
Pembleton Susan Gillian
EVP, Human Resources
Transactions
- Exercise/Conversion
Common Stock
2017-02-23$58.25/sh+6,898$401,809→ 26,609 total - Sale
Common Stock
2017-02-23$87.44/sh−6,898$603,161→ 19,711 total - Award
Common Stock
2017-02-21+4,600→ 19,711 total - Award
Employee Stock Option (right-to-buy)
2017-02-21+20,906→ 20,906 totalExercise: $88.06Exp: 2027-02-21→ Common Stock (20,906 underlying) - Exercise/Conversion
Employee Stock Option (right-to-buy)
2017-02-23−6,898→ 20,693 totalExercise: $58.25Exp: 2026-02-16→ Common Stock (6,898 underlying)
Holdings
- 1,914.68(indirect: UK Employee Share Ownership Plan as of 12/31/2016)
Common Stock
Footnotes (4)
- [F1]Includes 18,921 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- [F2]Price reflects the weighted average sales price from $87.3596 to $87.50. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- [F3]This option becomes exercisable in four equal annual installments beginning 2/21/2018.
- [F4]This option becomes exercisable in four equal annual installments beginning 2/16/2017.
Documents
Issuer
NORTHERN TRUST CORP
CIK 0000073124
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000073124
Filing Metadata
- Form type
- 4
- Filed
- Feb 22, 7:00 PM ET
- Accepted
- Feb 23, 7:15 PM ET
- Size
- 12.7 KB