NORTHERN TRUST CORP 4
4 · NORTHERN TRUST CORP · Filed May 26, 2017
Insider Transaction Report
Form 4
Pembleton Susan Gillian
EVP, Human Resources
Transactions
- Exercise/Conversion
Common Stock
2017-05-24$70.21/sh+9,793$687,567→ 29,504 total - Sale
Common Stock
2017-05-24$88.29/sh−9,793$864,624→ 19,711 total - Exercise/Conversion
Employee Stock Option (right-to-buy)
2017-05-24−9,793→ 9,792 totalExercise: $70.21Exp: 2025-02-17→ Common Stock (9,793 underlying)
Holdings
- 1,922.67(indirect: UK Employee Share Ownership Plan as of 3/31/2017)
Common Stock
Footnotes (3)
- [F1]Includes 18,921 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- [F2]Price reflects the weighted average sales price from $88.17 to $88.46. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- [F3]This option becomes exercisable in four equal annual installments beginning on February 17, 2016.