4//SEC Filing
NORTHERN TRUST CORP 4
Accession 0000073124-17-000209
$NTRSCIK 0000073124operating
Filed
May 25, 8:00 PM ET
Accepted
May 26, 5:21 PM ET
Size
9.3 KB
Accession
0000073124-17-000209
Insider Transaction Report
Form 4
Pembleton Susan Gillian
EVP, Human Resources
Transactions
- Exercise/Conversion
Common Stock
2017-05-24$70.21/sh+9,793$687,567→ 29,504 total - Sale
Common Stock
2017-05-24$88.29/sh−9,793$864,624→ 19,711 total - Exercise/Conversion
Employee Stock Option (right-to-buy)
2017-05-24−9,793→ 9,792 totalExercise: $70.21Exp: 2025-02-17→ Common Stock (9,793 underlying)
Holdings
- 1,922.67(indirect: UK Employee Share Ownership Plan as of 3/31/2017)
Common Stock
Footnotes (3)
- [F1]Includes 18,921 shares representing stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- [F2]Price reflects the weighted average sales price from $88.17 to $88.46. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- [F3]This option becomes exercisable in four equal annual installments beginning on February 17, 2016.
Documents
Issuer
NORTHERN TRUST CORP
CIK 0000073124
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000073124
Filing Metadata
- Form type
- 4
- Filed
- May 25, 8:00 PM ET
- Accepted
- May 26, 5:21 PM ET
- Size
- 9.3 KB