4//SEC Filing
Cohodes Jeffrey D. 4
Accession 0000073124-18-000055
CIK 0000073124other
Filed
Jan 29, 7:00 PM ET
Accepted
Jan 30, 5:59 PM ET
Size
16.3 KB
Accession
0000073124-18-000055
Insider Transaction Report
Form 4
Cohodes Jeffrey D.
Executive Vice President/HORM
Transactions
- Exercise/Conversion
Employee Stock Option (right-to-buy)
2018-01-26−5,871→ 0 totalExercise: $52.69Exp: 2023-02-11→ Common Stock (5,871 underlying) - Exercise/Conversion
Common Stock
2018-01-26$70.21/sh+9,793$687,567→ 63,769 total - Exercise/Conversion
Common Stock
2018-01-26$52.69/sh+5,871$309,343→ 38,723 total - Exercise/Conversion
Common Stock
2018-01-26$60.85/sh+15,253$928,145→ 53,976 total - Sale
Common Stock
2018-01-26$105.29/sh−30,917$3,255,251→ 32,852 total - Exercise/Conversion
Employee Stock Option (right-to-buy)
2018-01-26−15,253→ 5,084 totalExercise: $60.85Exp: 2024-02-10→ Common Stock (15,253 underlying) - Exercise/Conversion
Employee Stock Option (right-to-buy)
2018-01-26−9,793→ 9,792 totalExercise: $70.21Exp: 2025-02-17→ Common Stock (9,793 underlying)
Holdings
- 3,809.77(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Includes 21,396 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- [F2]Price reflects the weighted average sales price from $104.98 to $105.71. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- [F3]This option became exercisable in four equal annual installments beginning 2/11/2014.
- [F4]This option becomes exercisable in four equal annual installments beginning 2/10/2015.
- [F5]This option becomes exercisable in four equal annual installments beginning 2/17/2016.
Documents
Issuer
NORTHERN TRUST CORP
CIK 0000073124
Entity typeother
Related Parties
1- filerCIK 0001514798
Filing Metadata
- Form type
- 4
- Filed
- Jan 29, 7:00 PM ET
- Accepted
- Jan 30, 5:59 PM ET
- Size
- 16.3 KB