Cohodes Jeffrey D. 4
4 · NORTHERN TRUST CORP · Filed Feb 12, 2018
Insider Transaction Report
Form 4
Cohodes Jeffrey D.
Executive Vice President/HORM
Transactions
- Exercise/Conversion
Common Stock
2018-02-12$60.85/sh+5,084$309,361→ 37,936 total - Exercise/Conversion
Common Stock
2018-02-12$58.25/sh+6,898$401,809→ 44,834 total - Sale
Common Stock
2018-02-12$98.33/sh−6,200$609,646→ 38,634 total - Sale
Common Stock
2018-02-12$99.12/sh−5,282$523,552→ 33,352 total - Sale
Common Stock
2018-02-12$100.00/sh−500$50,000→ 32,852 total - Exercise/Conversion
Employee Stock Option (right-to-buy)
2018-02-12−5,084→ 0 totalExercise: $60.85Exp: 2024-02-10→ Common Stock (5,084 underlying) - Exercise/Conversion
Employee Stock Option (right-to-buy)
2018-02-12−6,898→ 20,693 totalExercise: $58.25Exp: 2026-02-16→ Common Stock (6,898 underlying)
Holdings
- 3,809.77(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Price reflects the weighted average sales price from $97.81 to $98.80. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- [F2]Price reflects the weighted average sales price from $98.83 to $99.76. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- [F3]Price reflects the weighted average sales price from $99.87 to $100.15. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- [F4]This option became exercisable in four equal annual installments beginning 2/10/2015.
- [F5]This option becomes exercisable in four equal annual installments beginning 2/16/2017.