NORTHERN TRUST CORP·4

Feb 20, 6:03 PM ET

Cohodes Jeffrey D. 4

4 · NORTHERN TRUST CORP · Filed Feb 20, 2018

Insider Transaction Report

Form 4
Period: 2018-02-16
Cohodes Jeffrey D.
Executive Vice President/HORM
Transactions
  • Sale

    Common Stock

    2018-02-16$105.27/sh6,898$726,15231,350 total
  • Exercise/Conversion

    Employee Stock Option (right-to-buy)

    2018-02-166,89813,795 total
    Exercise: $58.25Exp: 2026-02-16Common Stock (6,898 underlying)
  • Exercise/Conversion

    Common Stock

    2018-02-16$58.25/sh+6,898$401,80938,248 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    3,809.77
Footnotes (3)
  • [F1]Includes 18,007 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
  • [F2]Price reflects the weighted average sales price from $104.98 to $105.56. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
  • [F3]This option becomes exercisable in four equal annual installments beginning 2/16/2017.

Documents

1 file
  • 4
    wf-form4_151916779072443.xmlPrimary

    FORM 4