MORRISON WILLIAM L 4
4 · NORTHERN TRUST CORP · Filed Feb 27, 2018
Insider Transaction Report
Form 4
MORRISON WILLIAM L
EVP & President/PFS
Transactions
- Exercise/Conversion
Common Stock
2018-02-27$70.21/sh+19,228$1,349,998→ 78,797 total - Exercise/Conversion
Common Stock
2018-02-27$58.25/sh+26,825$1,562,556→ 105,622 total - Sale
Common Stock
2018-02-27$109.09/sh−39,560$4,315,600→ 66,062 total - Sale
Common Stock
2018-02-27$109.74/sh−6,493$712,542→ 59,569 total - Exercise/Conversion
Employee Stock Option (right-to-buy)
2018-02-27−19,228→ 9,703 totalExercise: $70.21Exp: 2025-02-17→ Common Stock (19,228 underlying) - Exercise/Conversion
Employee Stock Option (right-to-buy)
2018-02-27−26,825→ 26,824 totalExercise: $58.25Exp: 2026-02-16→ Common Stock (26,825 underlying)
Holdings
- 1,200(indirect: By Spouse)
Common Stock
- 350(indirect: By Children)
Common Stock
- 2,545.32(indirect: By 401(k))
Common Stock
Footnotes (5)
- [F1]Includes 49,235 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- [F2]Price reflects the weighted average sales price from $108.46 to $109.45. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- [F3]Price reflects the weighted average sales price from $109.51 to $109.88. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- [F4]This option becomes exercisable in four equal annual installments beginning 2/17/2016.
- [F5]This option becomes exercisable in four equal annual installments beginning 2/16/2017.