Pembleton Susan Gillian 4
4 · NORTHERN TRUST CORP · Filed Feb 27, 2018
Insider Transaction Report
Form 4
Pembleton Susan Gillian
EVP, Human Resources
Transactions
- Exercise/Conversion
Employee Stock Option (right-to-buy)
2018-02-26−6,898→ 13,795 totalExercise: $58.25Exp: 2026-02-16→ Common Stock (6,898 underlying) - Exercise/Conversion
Common Stock
2018-02-26$58.25/sh+6,898$401,809→ 28,228 total - Sale
Common Stock
2018-02-26$108.26/sh−9,300$1,006,818→ 21,330 total - Sale
Common Stock
2018-02-26$108.49/sh−6,898$748,364→ 21,330 total
Holdings
- 1,940.48(indirect: UK Employee Share Ownership Plan as of 12-31-2017)
Common Stock
Footnotes (4)
- [F1]Price reflects the weighted average sales price from $108.21 to $108.31. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- [F2]Includes 20,946 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- [F3]Price reflects the weighted average sales price from $108.21 to $108.74. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- [F4]This option becomes exercisable in four equal annual installments beginning 2/16/2017.