NORTHERN TRUST CORP·4

Jul 24, 5:10 PM ET

MORRISON WILLIAM L 4

4 · NORTHERN TRUST CORP · Filed Jul 24, 2018

Insider Transaction Report

Form 4
Period: 2018-07-23
MORRISON WILLIAM L
EVP & President/PFS
Transactions
  • Sale

    Common Stock

    2018-07-23$110.87/sh13,886$1,539,54159,569 total
  • Exercise/Conversion

    Employee Stock Option (right-to-buy)

    2018-07-2310,0140 total
    Exercise: $60.85Exp: 2024-02-10Common Stock (10,014 underlying)
  • Exercise/Conversion

    Employee Stock Option (right-to-buy)

    2018-07-233,87211,614 total
    Exercise: $88.06Exp: 2027-02-21Common Stock (3,872 underlying)
  • Exercise/Conversion

    Common Stock

    2018-07-23$88.06/sh+3,872$340,96873,455 total
  • Exercise/Conversion

    Common Stock

    2018-07-23$60.85/sh+10,014$609,35269,583 total
Holdings
  • Common Stock

    (indirect: By Children)
    350
  • Common Stock

    (indirect: By Spouse)
    1,200
  • Common Stock

    (indirect: By 401(k))
    2,546.1
Footnotes (4)
  • [F1]Includes 49,235 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
  • [F2]Price reflects the weighted average sales price from $110.81 to $110.93. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
  • [F3]This option became exercisable in four equal annual installments beginning 2/10/2015.
  • [F4]This option becomes exercisable in four equal annual installments beginning 2/21/2018.

Documents

1 file
  • 4
    wf-form4_153246664340368.xmlPrimary

    FORM 4