Home/Filings/4/0000073124-19-000201
4//SEC Filing

Bowman Biff 4

Accession 0000073124-19-000201

CIK 0000073124other

Filed

Aug 5, 8:00 PM ET

Accepted

Aug 6, 4:33 PM ET

Size

14.4 KB

Accession

0000073124-19-000201

Insider Transaction Report

Form 4
Period: 2019-08-02
Bowman Biff
Head of Human Resources
Transactions
  • Exercise/Conversion

    Common Stock

    2019-08-02$60.85/sh+20,337$1,237,506111,343 total
  • Exercise/Conversion

    Common Stock

    2019-08-02$58.25/sh+25,867$1,506,753137,210 total
  • Sale

    Common Stock

    2019-08-02$93.36/sh298$27,82191,006 total
  • Exercise/Conversion

    Employee Stock Option (right-to-buy)

    2019-08-0220,3370 total
    Exercise: $60.85Exp: 2024-02-10Common Stock (20,337 underlying)
  • Sale

    Common Stock

    2019-08-02$92.81/sh45,906$4,260,53691,304 total
  • Exercise/Conversion

    Employee Stock Option (right-to-buy)

    2019-08-0225,8678,622 total
    Exercise: $58.25Exp: 2026-02-16Common Stock (25,867 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    552.82
Footnotes (5)
  • [F1]Includes 24,088 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
  • [F2]Price reflects the weighted average sales price from $92.34 to $93.33. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
  • [F3]Price reflects the weighted average sales price from $93.34 to $93.40. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
  • [F4]This option became exercisable in four equal annual installments beginning on 2/10/2015.
  • [F5]This option becomes exercisable in four equal annual installments beginning on 2/16/2017.

Issuer

NORTHERN TRUST CORP

CIK 0000073124

Entity typeother

Related Parties

1
  • filerCIK 0001548048

Filing Metadata

Form type
4
Filed
Aug 5, 8:00 PM ET
Accepted
Aug 6, 4:33 PM ET
Size
14.4 KB