Home/Filings/4/0000073124-19-000209
4//SEC Filing

Leech Wilson 4

Accession 0000073124-19-000209

CIK 0000073124other

Filed

Sep 15, 8:00 PM ET

Accepted

Sep 16, 4:40 PM ET

Size

16.3 KB

Accession

0000073124-19-000209

Insider Transaction Report

Form 4
Period: 2019-09-13
Leech Wilson
Executive Vice President
Transactions
  • Sale

    Common Stock

    2019-09-13$99.26/sh4,377$434,46144,279.63 total
  • Exercise/Conversion

    Employee Stock Option (right-to-buy)

    2019-09-131,4840 total
    Exercise: $70.21Exp: 2025-02-17Common Stock (1,484 underlying)
  • Exercise/Conversion

    Common Stock

    2019-09-13$60.85/sh+593$36,08444,872.63 total
  • Exercise/Conversion

    Common Stock

    2019-09-13$58.25/sh+2,300$133,97548,656.63 total
  • Exercise/Conversion

    Common Stock

    2019-09-13$70.21/sh+1,484$104,19246,356.63 total
  • Exercise/Conversion

    Employee Stock Option (right-to-buy)

    2019-09-135930 total
    Exercise: $60.85Exp: 2024-02-10Common Stock (593 underlying)
  • Exercise/Conversion

    Employee Stock Option (right-to-buy)

    2019-09-132,300766 total
    Exercise: $58.25Exp: 2026-02-16Common Stock (2,300 underlying)
Holdings
  • Common Stock

    (indirect: UK Employee Stock Ownership Plan as of 6-30-19)
    443
Footnotes (5)
  • [F1]Includes 18,457 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
  • [F2]Price reflects the weighted average sales price from $99.24 to $99.28. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
  • [F3]This option became exercisable in four equal annual installments beginning 2/10/2015.
  • [F4]This option became exercisable in four equal annual installments beginning 2/17/2016.
  • [F5]This option becomes exercisable in four equal annual installments beginning 2/16/2017.

Issuer

NORTHERN TRUST CORP

CIK 0000073124

Entity typeother

Related Parties

1
  • filerCIK 0001666823

Filing Metadata

Form type
4
Filed
Sep 15, 8:00 PM ET
Accepted
Sep 16, 4:40 PM ET
Size
16.3 KB