POWELL CHARLES D 4
4 · NORTHERN TRUST CORP · Filed Apr 22, 2021
Insider Transaction Report
Form 4
POWELL CHARLES D
Other
Transactions
- Disposition to Issuer
Common Stock
2021-04-20$107.37/sh−1,679$180,274→ 0 total - Award
Stock Units
2021-04-20+1,164→ 1,164 total→ Common Stock (1,164 underlying) - Exercise/Conversion
Common Stock
2021-04-20+1,679→ 1,679 total - Exercise/Conversion
Stock Units
2021-04-20−1,679→ 0 total→ Common Stock (1,679 underlying)
Footnotes (3)
- [F1]Each unit is the economic equivalent of one share of the Corporation's common stock and is settled in cash upon vesting.
- [F2]1,679 stock units vested on April 20, 2021 and were paid in cash to the Advisory Director. This form reports such settlement in cash as the deemed conversion of units and immediate disposition of underlying common stock in accordance with SEC guidance.
- [F3]The stock units will be paid in cash to the Advisory Director upon the date of the Corporation's 2022 Annual Meeting of Stockholders.