NORTHERN TRUST CORP·4

Apr 26, 6:22 PM ET

St Clair Joyce 4

4 · NORTHERN TRUST CORP · Filed Apr 26, 2021

Insider Transaction Report

Form 4
Period: 2021-04-23
St Clair Joyce
Executive Vice President
Transactions
  • Sale

    Common Stock

    2021-04-23$107.42/sh9,248$993,4200 total(indirect: 2020 GRAT)
Holdings
  • Common Stock

    (indirect: By Trust)
    46,532
  • Common Stock

    (indirect: 2019 GRAT)
    6,568
  • Common Stock

    (indirect: By 401(k))
    5,101.33
  • Common Stock

    16,414
Footnotes (3)
  • [F1]Price reflects the weighted average sales price from $107.28 to $107.62. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
  • [F2]Reflects the March 5, 2021 distribution of 5,640 shares from the reporting person's grantor retained annuity trust to the reporting person's existing trust as an annuity payment in accordance with the terms of the GRAT instrument.
  • [F3]Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.

Documents

1 file
  • 4
    wf-form4_161947576257166.xmlPrimary

    FORM 4