Thomas Shundrawn A 4
4 · NORTHERN TRUST CORP · Filed May 10, 2021
Insider Transaction Report
Form 4
Thomas Shundrawn A
President / Asset Management
Transactions
- Exercise/Conversion
Common Stock
2021-05-07$58.25/sh+2,741$159,663→ 54,403 total - Sale
Common Stock
2021-05-07$118.26/sh−2,741$324,151→ 51,662 total - Exercise/Conversion
Employee Stock Option (right-to-buy)
2021-05-07−2,741→ 5,000 totalExercise: $58.25Exp: 2026-02-16→ Common Stock (2,741 underlying)
Footnotes (3)
- [F1]Includes 19,622 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- [F2]Price reflects the weighted average sales price from $118.23 to $118.31. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- [F3]This option became exercisable in four equal annual installments beginning on February 16, 2017.