Thomas Shundrawn A 4
4 · NORTHERN TRUST CORP · Filed Jul 28, 2021
Insider Transaction Report
Form 4
Thomas Shundrawn A
President / Asset Management
Transactions
- Exercise/Conversion
Common Stock
2021-07-27$58.25/sh+5,000$291,250→ 56,662 total - Exercise/Conversion
Employee Stock Option (right-to-buy)
2021-07-27−5,000→ 0 totalExercise: $58.25Exp: 2026-02-16→ Common Stock (5,000 underlying) - Sale
Common Stock
2021-07-27$112.47/sh−5,000$562,350→ 51,662 total
Footnotes (3)
- [F1]Includes 19,622 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- [F2]Price reflects the weighted average sales price from $112.47 to $112.48. Information regarding the number of shares sold at each separate price will be provided by the reporting person upon request.
- [F3]This option became exercisable in four equal annual installments beginning February 16, 2017.