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4//SEC Filing

St Clair Joyce 4

Accession 0000073124-21-000247

CIK 0000073124other

View on SEC.gov Company Profile

Filed

Aug 12, 8:00 PM ET

Accepted

Aug 13, 5:32 PM ET

Size

14.0 KB

Accession

0000073124-21-000247

Insider Transaction Report

Form 4

Period: 2021-08-11

NORTHERN TRUST CORPNTRS

Executive Vice President

Transactions

Exercise/Conversion
Common Stock
2021-08-11$70.21/sh+23,739$1,666,715→ 40,153 total
Exercise/Conversion
Common Stock
2021-08-11$88.06/sh+26,132$2,301,184→ 66,285 total
Sale
Common Stock
2021-08-11$116.00/sh−49,871$5,785,036→ 16,414 total
Gift
Common Stock
2021-08-11−3,192→ 41,047 total(indirect: By Trust)
Exercise/Conversion
Employee Stock Option (right-to-buy)
2021-08-11−23,739→ 0 total
Exercise: $70.21Exp: 2025-02-17→ Common Stock (23,739 underlying)
Exercise/Conversion
Employee Stock Option (right-to-buy)
2021-08-11−26,132→ 0 total
Exercise: $88.06Exp: 2027-02-21→ Common Stock (26,132 underlying)

Holdings

Common Stock
(indirect: By 401(k))
5,097.45

Footnotes (3)

[F1]Includes 16,414 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
[F2]This option became exercisable in four equal annual installments beginning on February 17, 2016.
[F3]This option became exercisable in four equal annual installments beginning on February 21, 2018.

Documents

1 file

4
wf-form4_162889027805122.xmlPrimary
FORM 4

Issuer

NORTHERN TRUST CORP

CIK 0000073124

Entity typeother

Related Parties

1

filerCIK 0001393081

Filing Metadata

Form type: 4
Filed: Aug 12, 8:00 PM ET
Accepted: Aug 13, 5:32 PM ET
Size: 14.0 KB

View on SEC.gov