Home/Filings/4/0000073124-23-000211
4//SEC Filing

Levy Susan Cohen 4

Accession 0000073124-23-000211

CIK 0000073124other

Filed

Dec 6, 7:00 PM ET

Accepted

Dec 7, 6:40 PM ET

Size

7.7 KB

Accession

0000073124-23-000211

Insider Transaction Report

Form 4
Period: 2023-12-05
Levy Susan Cohen
Executive VP & General Counsel
Transactions
  • Tax Payment

    Common Stock

    2023-12-05$80.36/sh291$23,38530,794 total
Holdings
  • Common Stock

    (indirect: By Trust)
    2,407
  • Common Stock

    (indirect: 2023 GRAT)
    44,230
  • Common Stock

    (indirect: 2022 GRAT)
    18,966
Footnotes (5)
  • [F1]Represents shares withheld to satisfy tax withholding obligations related to previously reported stock units.
  • [F2]Includes 16,064 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
  • [F3]Reflects the June 9, 2023 distribution of 34,500 shares from the reporting person's 2022 grantor retained annuity trust ("GRAT") to the reporting person's existing irrevocable trust as an annuity payment in accordance with the terms of the GRAT instrument.
  • [F4]Reflects the June 12, 2023 transfer of 44,230 shares of the Corporation's common stock into a newly created 2023 GRAT.
  • [F5]The reporting person's spouse is trustee of this trust.

Issuer

NORTHERN TRUST CORP

CIK 0000073124

Entity typeother

Related Parties

1
  • filerCIK 0001607570

Filing Metadata

Form type
4
Filed
Dec 6, 7:00 PM ET
Accepted
Dec 7, 6:40 PM ET
Size
7.7 KB