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NORTHERN TRUST CORP·4

May 3, 5:00 PM ET

FRADKIN STEVEN L 4

4 · NORTHERN TRUST CORP · Filed May 3, 2024

Insider Transaction Report

Form 4
Period: 2024-05-01
NORTHERN TRUST CORPNTRS
FRADKIN STEVEN L
Vice Chairman
Transactions
  • Exercise/Conversion

    Common Stock

    [F1]
    2024-05-01$58.25/sh+4,097$238,650→ 50,175 total
  • Sale

    Common Stock

    [F1]
    2024-05-01$82.56/sh−4,097$338,248→ 46,078 total
  • Exercise/Conversion

    Employee Stock Option (right-to-buy)

    [F3]
    2024-05-01−4,097→ 0 total
    Exercise: $58.25Exp: 2026-02-16→ Common Stock (4,097 underlying)
Holdings

  • Common Stock

    [F2]
    (indirect: By Trust)
    52,347

  • Common Stock

    (indirect: 2022 GRAT)
    13,725

  • Common Stock

    (indirect: By Trust)
    1,762

  • Common Stock

    (indirect: By Trust)
    1,762

  • Common Stock

    (indirect: By 401(k))
    11,932

  • Common Stock

    (indirect: By Trust)
    144,787
Footnotes (3)
  • [F1]Includes 46,078 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
  • [F2]The reporting person's spouse is trustee of this trust.
  • [F3]This option became exercisable in four equal annual installments beginning on February 16, 2017.
Signature
Bradley R. Gabriel, Attorney-in-Fact for Steven L. Fradkin|2024-05-03

Documents

1 file
  • 4
    wk-form4_1714770018.xmlPrimary

    FORM 4