4//SEC Filing
FRADKIN STEVEN L 4
Accession 0000073124-24-000266
CIK 0000073124other
Filed
Oct 28, 8:00 PM ET
Accepted
Oct 29, 7:11 PM ET
Size
14.3 KB
Accession
0000073124-24-000266
Insider Transaction Report
Form 4
FRADKIN STEVEN L
Executive Vice President & CFO
Transactions
- Exercise/Conversion
Common Stock
2024-10-25$88.06/sh+27,874$2,454,584→ 73,952 total - Exercise/Conversion
Employee Stock Option (right-to-buy)
2024-10-25−27,874→ 0 totalExercise: $88.06Exp: 2027-02-21→ Common Stock (27,874 underlying) - Sale
Common Stock
2024-10-25$100.52/sh−311$31,262→ 46,078 total - Sale
Common Stock
2024-10-25$100.50/sh−27,563$2,770,082→ 46,389 total
Holdings
- 1,762(indirect: By Trust)
Common Stock
- 0(indirect: 2022 GRAT)
Common Stock
- 158,512(indirect: By Trust)
Common Stock
- 52,347(indirect: By Trust)
Common Stock
- 1,762(indirect: By Trust)
Common Stock
- 12,138.25(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Includes 46,078 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- [F2]On May 30, 2024, the reporting person's grantor retained annuity trust ("GRAT") distributed 13,725 shares of the Corporation's common stock to the reporting person's existing revocable trust as a final annuity payment in accordance with the terms of the GRAT instrument.
- [F3]The reporting person's spouse is trustee of this trust.
- [F4]This option became exercisable in four equal annual installments beginning 2/21/2018.
Documents
Issuer
NORTHERN TRUST CORP
CIK 0000073124
Entity typeother
Related Parties
1- filerCIK 0001214324
Filing Metadata
- Form type
- 4
- Filed
- Oct 28, 8:00 PM ET
- Accepted
- Oct 29, 7:11 PM ET
- Size
- 14.3 KB