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NORTHERN TRUST CORP·4

Oct 29, 7:11 PM ET

FRADKIN STEVEN L 4

4 · NORTHERN TRUST CORP · Filed Oct 29, 2024

Insider Transaction Report

Form 4

Period: 2024-10-25

NORTHERN TRUST CORPNTRS

FRADKIN STEVEN L

Executive Vice President & CFO

Transactions

Exercise/Conversion
Common Stock
2024-10-25$88.06/sh+27,874$2,454,584→ 73,952 total
Exercise/Conversion
Employee Stock Option (right-to-buy)
2024-10-25−27,874→ 0 total
Exercise: $88.06Exp: 2027-02-21→ Common Stock (27,874 underlying)
Sale
Common Stock
2024-10-25$100.52/sh−311$31,262→ 46,078 total
Sale
Common Stock
2024-10-25$100.50/sh−27,563$2,770,082→ 46,389 total

Holdings

Common Stock
(indirect: By Trust)
1,762
Common Stock
(indirect: 2022 GRAT)
0
Common Stock
(indirect: By Trust)
158,512
Common Stock
(indirect: By Trust)
52,347
Common Stock
(indirect: By Trust)
1,762
Common Stock
(indirect: By 401(k))
12,138.25

Footnotes (4)

[F1]Includes 46,078 stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
[F2]On May 30, 2024, the reporting person's grantor retained annuity trust ("GRAT") distributed 13,725 shares of the Corporation's common stock to the reporting person's existing revocable trust as a final annuity payment in accordance with the terms of the GRAT instrument.
[F3]The reporting person's spouse is trustee of this trust.
[F4]This option became exercisable in four equal annual installments beginning 2/21/2018.

Documents

1 file

4
wk-form4_1730243465.xmlPrimary
FORM 4