Johnson Schmidt Anthony D 4

4 · RAVEN INDUSTRIES INC · Filed Apr 9, 2019

Form 4

Period: 2019-04-05

Division Vice President & GM

Transactions

Award
Common Stock
2019-04-05+10,556→ 56,482 total
Tax Payment
Common Stock
2019-04-05−4,471→ 52,011 total
Sale
Common Stock
2019-04-09$38.51/sh−2,365$91,064→ 49,646 total
Award
Common Stock
2019-04-05+4,405→ 47,779 total
Tax Payment
Common Stock
2019-04-05−1,853→ 45,926 total
Award
Restricted Stock Unit - 2019
2019-04-05+3,365→ 3,365 total
→ Common Stock (3,365 underlying)
Award
Restricted Stock Unit - 2016
2019-04-05−4,170→ 0 total
→ Common Stock (4,170 underlying)

Holdings

Stock Option
Exercise: $20.10From: 2016-03-17Exp: 2020-03-17→ Common Stock (6,550 underlying)
6,550
Stock Option
Exercise: $15.61From: 2017-04-05Exp: 2021-04-05→ Common Stock (14,950 underlying)
14,950
Restricted Stock Unit - 2017
→ Common Stock (4,110 underlying)
4,110
Stock Option
Exercise: $35.05From: 2019-04-05Exp: 2023-04-05→ Common Stock (6,360 underlying)
6,360
Restricted Stock Unit - 2018
→ Common Stock (3,567 underlying)
3,567
Stock Option
Exercise: $29.20From: 2018-04-05Exp: 2022-04-05→ Common Stock (9,800 underlying)
9,800

Footnotes (9)

[F1]Grant of Time-Based Restricted Stock Units which vested on April 5, 2019 and includes 235 dividend equivalent shares earned on those shares.
[F2]Shares forfeited to satisfy tax withholding requirements.
[F3]Grant of 9,990 Performance-based shares which vested on April 5, 2019 and includes 566 dividend equivalent shares earned on those shares.
[F4]Pursuant to Rule 16b-3(d). Right to buy. All options vest at the rate of 25% annually beginning on the date listed in Exercisable, column 6.
[F5]Each Time-based Restricted Stock Unit is the economic equivalent of one share of RAVN Common Stock.
[F6]The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/16, provided that the Employee remains continuously employed by the Company through the Vesting Date.
[F7]The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/17, provided that the Employee remains continuously employed by the Company through the Vesting Date.
[F8]The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/18, provided that the Employee remains continuously employed by the Company through the Vesting Date.
[F9]The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date 4/5/19, provided that the Employee remains continuously employed by the Company through the Vesting Date.

Documents

1 file