Freesemann Nicole M 4

4 · RAVEN INDUSTRIES INC · Filed Apr 7, 2021

Form 4

Period: 2021-04-05

Vice President HR

Transactions

Award
Common Stock
2021-04-05+224→ 2,839 total
Tax Payment
Common Stock
2021-04-05−53→ 2,786 total
Award
Common Stock
2021-04-05+341→ 3,127 total
Tax Payment
Common Stock
2021-04-05−80→ 3,047 total
Award
Common Stock
2021-04-05+446→ 1,294 total(indirect: By Spouse)
Tax Payment
Common Stock
2021-04-05−133→ 1,161 total(indirect: By Spouse)
Award
Restricted Stock Unit - 2018
2021-04-05−224→ 0 total
→ Common Stock (224 underlying)
Award
Restricted Stock Unit - 2021
2021-04-05+1,949→ 1,949 total
→ Common Stock (1,949 underlying)
Award
Restricted Stock Unit - 2018
2021-04-05−446→ 0 total(indirect: By Spouse)
→ Common Stock (446 underlying)
Award
Restricted Stock Unit - 2021
2021-04-05+390→ 390 total(indirect: By Spouse)
→ Common Stock (390 underlying)

Holdings

Restricted Stock Unit - 2019
→ Common Stock (1,615 underlying)
1,615
Restricted Stock Unit - 2020
→ Common Stock (3,421 underlying)
3,421
Restricted Stock Unit - 2019
(indirect: By Spouse)
→ Common Stock (256 underlying)
256
Restricted Stock Unit - 2020
(indirect: By Spouse)
→ Common Stock (507 underlying)
507

Footnotes (9)

[F1]Grant of Time-Based Restricted Stock Units which vested on April 5, 2021 and includes 10 dividend equivalent shares earned on those shares.
[F2]Shares forfeited to satisfy tax withholding requirements.
[F3]Grant of 341 Performance-based shares which vested on April 5, 2021 and includes 20 dividend equivalent shares earned on those shares.
[F4]Grant of Time-Based Restricted Stock Units which vested on April 5, 2021 and includes 18 dividend equivalent shares earned on those shares.
[F5]Each Time-based Restricted Stock Unit is the economic equivalent of one share of RAVN Common Stock.
[F6]The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date April 5, 2018, provided that the Employee remains continuously employed by the Company through the Vesting Date.
[F7]The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date April 5, 2019, provided that the Employee remains continuously employed by the Company through the Vesting Date.
[F8]The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date April 6, 2020, provided that the Employee remains continuously employed by the Company through the Vesting Date.
[F9]The Time-based Restricted Stock Units shall become vested on the third anniversary of the effective date April 5, 2021, provided that the Employee remains continuously employed by the Company through the Vesting Date.

Documents

1 file