REGAL BELOIT CORP 4

Accession 0000082811-16-000199

$RRXCIK 0000082811operating

Filed

Aug 11, 8:00 PM ET

Accepted

Aug 12, 3:31 PM ET

Size

24.2 KB

Accession

0000082811-16-000199

Form 4

Period: 2016-08-11

VP/Human Resources

Transactions

Exercise/Conversion
Common Stock
2016-08-11$42.94/sh+7,500$322,050→ 21,146 total
Tax Payment
Common Stock
2016-08-11$62.46/sh−5,885$367,577→ 15,261 total
Sale
Common Stock
2016-08-11$62.47/sh−1,615$100,885→ 13,646 total
Exercise/Conversion
Stock Appreciation Rights
2016-08-11−7,500→ 0 total
Exercise: $42.94From: 2008-09-11Exp: 2016-09-11→ Common Stock (7,500 underlying)

Holdings

Stock Appreciation Rights
Exercise: $44.12From: 2009-05-01Exp: 2017-05-01→ Common Stock (7,500 underlying)
7,500
Stock Appreciation Rights
Exercise: $42.28From: 2010-05-02Exp: 2018-05-02→ Common Stock (9,000 underlying)
9,000
Stock Appreciation Rights
Exercise: $42.65From: 2011-05-08Exp: 2019-05-08→ Common Stock (15,000 underlying)
15,000
Stock Appreciation Rights
Exercise: $61.36From: 2012-05-05Exp: 2020-05-05→ Common Stock (12,000 underlying)
12,000
Stock Appreciation Rights
Exercise: $72.29From: 2013-05-04Exp: 2021-05-04→ Common Stock (8,000 underlying)
8,000
Stock Appreciation Rights
Exercise: $63.56From: 2014-05-03Exp: 2022-05-03→ Common Stock (8,200 underlying)
8,200
Stock Appreciation Rights
Exercise: $64.99From: 2015-05-02Exp: 2023-05-02→ Common Stock (5,125 underlying)
5,125
Stock Appreciation Rights
Exercise: $75.76From: 2016-05-07Exp: 2024-05-07→ Common Stock (4,725 underlying)
4,725
Stock Appreciation Rights
Exercise: $78.15From: 2017-05-12Exp: 2025-05-12→ Common Stock (5,675 underlying)
5,675
Stock Appreciation Rights
Exercise: $57.43From: 2018-05-11Exp: 2026-05-11→ Common Stock (8,825 underlying)
8,825
Common Stock
(indirect: Retirement Savings Plan)
1,872

Footnotes (5)

[F1]The price in Column 4 is a weighted average price. The prices actually received ranged from $62.46 to $62.49. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
[F2]Balance reflects the most current data available with regard to holdings in the Regal Beloit Corporation Retirement Savings Plan.
[F3]Granted as stock-settled Stock Appreciation Rights (SARs) under the 2003 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversay, 80% on the fourth anniversary, and 100% on the fifth anniversary.
[F4]Granted as stock-settled SARs under the 2007 Equity Inventive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.
[F5]Granted as stock-settled SARs under the 2013 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.

Documents

1 file

REGAL BELOIT CORP

CIK 0000082811

Entity typeoperating

IncorporatedWI