4//SEC Filing
FIRST MONTAUK FINANCIAL CORP 4
Accession 0000083125-05-000005
CIK 0000083125operating
Filed
Feb 9, 7:00 PM ET
Accepted
Feb 10, 11:07 AM ET
Size
12.6 KB
Accession
0000083125-05-000005
Insider Transaction Report
Form 4
KURINSKY WILLIAM J
Director10% Owner
Transactions
- Purchase
Incentive Stock Options
2005-02-08$0.83/sh+200,000$166,000→ 200,000 totalExercise: $0.83From: 2005-02-08Exp: 2008-02-07→ Common Stock (200,000 underlying) - Purchase
Series B Convertible Redeemable Preferred Stock
2005-02-08$0.51/sh+197,824$100,000→ 197,824 totalExercise: $0.51From: 2005-02-08→ Common Stock (1,978,240 underlying) - Expiration (Short)
Incentive Stock Options
2005-02-08$2.00/sh−200,000$400,000→ 200,000 totalExercise: $2.00From: 2001-01-05Exp: 2005-02-08→ Common Stock (200,000 underlying) - Expiration (Short)
Incentive Stock Options
2005-02-08$0.83/sh−125,000$103,750→ 125,000 totalExercise: $0.83From: 2000-03-27Exp: 2005-02-08→ Common Stock (125,000 underlying)
Footnotes (4)
- [F1]In connection with a separation from employment agreement, Mr. Kurinsky was granted 197,824 shares of Series B Convertible Redeemable Preferred Stock valued at $1,000,000.
- [F2]In connection with a consulting agreement, Mr. Kurinsky was granted 200,000 incentive stock options at an exercise price of $.83 per share for a period of three years.
- [F3]In connection with a separation from employment agreement, Mr. Kurinsky agreed to return to the Company for cancellation 325,000 incentive stock options that were previously awarded to him by the Company.
- [F4]No Expiration Date
Documents
Issuer
FIRST MONTAUK FINANCIAL CORP
CIK 0000083125
Entity typeoperating
IncorporatedNJ
Related Parties
1- filerCIK 0000083125
Filing Metadata
- Form type
- 4
- Filed
- Feb 9, 7:00 PM ET
- Accepted
- Feb 10, 11:07 AM ET
- Size
- 12.6 KB