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4//SEC Filing

ROCK OF AGES CORP 4

Accession 0000084581-03-000051

CIK 0000084581operating

View on SEC.gov Company Profile

Filed

Sep 2, 8:00 PM ET

Accepted

Sep 3, 4:18 PM ET

Size

22.7 KB

Accession

0000084581-03-000051

Insider Transaction Report

Form 4

Period: 2003-09-02

ROCK OF AGES CORPROAC

Vice President/Quarry Sales

Transactions

Sale
Class A Common Stock
2003-09-03$5.81/sh+5,600$32,536→ 0 total
Other
Stock Option (right to buy)
2002-02-08$5.98/sh+15,000$89,700→ 21,666 total
Exercise: $5.98From: 2003-02-08Exp: 2012-02-08→ Class A Common Stock (15,000 underlying)
Exercise/Conversion
Class A Common Stock
2003-09-03$4.94/sh+5,600$27,664→ 6,666 total
Sale
Class A Common Stock
2003-09-02$5.80/sh+1,066$6,183→ 5,600 total
Other
Stock Option (right to buy)
2000-07-20$4.94/sh+6,666$32,930→ 6,666 total
Exercise: $4.94From: 2001-07-20Exp: 2004-07-20→ Class A Common Stock (6,666 underlying)
Exercise/Conversion
Stock Option (right to buy)
2003-09-02$4.94/sh+1,066$5,266→ 21,666 total
Exercise: $4.94From: 2001-07-20Exp: 2004-07-20→ Class A Common Stock (1,066 underlying)
Exercise/Conversion
Stock Option (right to buy)
2003-09-03$4.94/sh+5,600$27,664→ 20,600 total
Exercise: $4.94From: 2001-07-20Exp: 2004-07-20→ Class A Common Stock (5,600 underlying)
Exercise/Conversion
Class A Common Stock
2003-09-02$4.94/sh+1,066$5,266→ 1,066 total

Footnotes (2)

[F1]Grant to reporting person of option to buy 6,666 shares of Class A Common Stock in a transaction exempt under Rule 16b-3. The option becomes exercisable in 1/3 increments on 07/20/01, 07/20/02 and 07/20/03, respectively.
[F2]Grant to reporting person of option to buy 15,000 shares of Class A Common Stock under the Rock of Ages 1994 Stock Plan in a transaction exempt under Rule 16b-3. The option becomes exercisable in 20% increments on 02/08/03, 02/08/04, 02/08/05, 02/08/06 and 02/08/07, respectively.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

ROCK OF AGES CORP

CIK 0000084581

Entity typeoperating

IncorporatedDE

Related Parties

1

filerCIK 0000084581

Filing Metadata

Form type: 4
Filed: Sep 2, 8:00 PM ET
Accepted: Sep 3, 4:18 PM ET
Size: 22.7 KB

View on SEC.gov