Home/Filings/4/0000084581-04-000050
4//SEC Filing

ROCK OF AGES CORP 4

Accession 0000084581-04-000050

CIK 0000084581operating

Filed

Aug 15, 8:00 PM ET

Accepted

Aug 16, 3:06 PM ET

Size

10.4 KB

Accession

0000084581-04-000050

Insider Transaction Report

Form 4
Period: 2004-08-09
Transactions
  • Purchase

    Class A Common Stock

    2004-08-11$7.91/sh+2,000$15,820539,603 total
  • Purchase

    Class A Common Stock

    2004-08-09$7.92/sh+150$1,188537,603 total
Holdings
  • Stock Option (right to buy)

    Exercise: $5.98From: 2003-02-08Exp: 2012-02-08Class A Common Stock (15,000 underlying)
    15,000
  • Class A Common Stock

    (indirect: By Trust)
    18,800
  • Stock Option (right to buy)

    Exercise: $8.21From: 2005-07-29Exp: 2008-07-29Class A Common Stock (6,000 underlying)
    21,000
Footnotes (3)
  • [F1]Amount reflects a correction to the Form 4 filed on behalf of the reporting person on August 2, 2004. In that report, the total number of securities beneficially owned following reported transactions was erroneously reported as 537,653. The correct total was 537,453.
  • [F2]Grant to reporting person of option to buy shares of common stock under the Rock of Ages 1994 Stock Plan in a transaction exempt under Rule 16b-3. The option vests in 20% increments on 02/08/2003, 02/08/2004, 02/08/2005, 02/08/2006 and 02/08/2007, respectively.
  • [F3]Grant to reporting person of option to buy shares of common stock under the Rock of Ages 1994 Stock Plan in a transaction exempt under Rule 16b-3. The option vests in 1/3 increments on 07/29/2005, 07/29/2006 and 07/29/2007, respectively.

Issuer

ROCK OF AGES CORP

CIK 0000084581

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000084581

Filing Metadata

Form type
4
Filed
Aug 15, 8:00 PM ET
Accepted
Aug 16, 3:06 PM ET
Size
10.4 KB