Sisko Brian J 4

4 · SAFEGUARD SCIENTIFICS INC · Filed Jan 13, 2020

Form 4

Period: 2020-01-13

Senior V.P. & General Counsel

Transactions

Disposition to Issuer
Stock Option (right to buy)
2020-01-13−810→ 0 total
Exercise: $13.89Exp: 2020-12-05→ Common Stock (810 underlying)
Disposition to Issuer
Stock Option (right to buy)
2020-01-13−3,672→ 0 total
Exercise: $15.44Exp: 2020-10-02→ Common Stock (3,672 underlying)
Award
Stock Option (right to buy)
2020-01-13+810→ 810 total
Exercise: $12.93From: 2020-01-13Exp: 2020-12-05→ Common Stock (810 underlying)
Disposition to Issuer
Stock Option (right to buy)
2020-01-13−358→ 0 total
Exercise: $15.07Exp: 2021-09-30→ Common Stock (358 underlying)
Award
Stock Option (right to buy)
2020-01-13+358→ 358 total
Exercise: $14.11From: 2020-01-13Exp: 2021-09-20→ Common Stock (358 underlying)
Award
Stock Option (right to buy)
2020-01-13+3,672→ 3,672 total
Exercise: $14.47From: 2020-01-13Exp: 2020-10-02→ Common Stock (3,672 underlying)

Footnotes (4)

[F1]The option granted to reporting person on 9/30/2011 was subject to performance-based vesting; the option shares reported in Table II vested on 8/27/16.
[F2]The option was granted to reporting person on 12/5/2012 and vested 25% on the first anniversary of the grant date and in 36 equal monthly installments thereafter.
[F3]The option was granted to reporting person on 10/2/12 and vested 25% on the first anniversary of the grant date and in 36 equal monthly installments thereafter.
[F4]The exercise price was reduced by $0.96 to reflect the impact of a dividend paid to the Issuer's shareholders in December 2019.

Documents

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