4//SEC Filing
SIGMA ALDRICH CORP 4
Accession 0000090185-15-000155
CIK 0000090185operating
Filed
Nov 18, 7:00 PM ET
Accepted
Nov 19, 4:00 PM ET
Size
35.1 KB
Accession
0000090185-15-000155
Insider Transaction Report
Form 4
Rau Douglas
VP, Human Resources
Transactions
- Disposition to Issuer
Common Stock
2015-11-18$140.00/sh−14,826$2,075,640→ 0 total - Disposition to Issuer
Common Stock
2015-11-18$140.00/sh−835$116,900→ 14,826 total - Disposition to Issuer
NQ Stock Option Right to Buy
2015-11-18$48.61/sh−7,561$367,540→ 0 totalExercise: $48.61From: 2011-02-16Exp: 2020-02-16→ Common Stock (7,561 underlying) - Disposition to Issuer
NQ Stock Option Right to Buy
2015-11-18$62.49/sh−7,950$496,796→ 0 totalExercise: $62.49From: 2012-02-14Exp: 2021-02-14→ Common Stock (7,950 underlying) - Award
Common Stock
2015-11-18+1,000→ 15,826 total - Disposition to Issuer
Common Stock
2015-11-18$140.00/sh−1,000$140,000→ 14,826 total - Award
Common Stock
2015-11-18+835→ 15,661 total - Disposition to Issuer
Common Stock
2015-11-18$140.00/sh−363.398$50,876→ 0 total(indirect: By 401(k)) - Disposition to Issuer
NQ Stock Option Right to Buy
2015-11-18$37.56/sh−4,268$160,306→ 0 totalExercise: $37.56From: 2010-02-17Exp: 2019-02-17→ Common Stock (4,268 underlying) - Disposition to Issuer
NQ Stock Option Right to Buy
2015-11-18$70.32/sh−6,678$469,597→ 0 totalExercise: $70.32From: 2013-02-14Exp: 2022-02-14→ Common Stock (6,678 underlying) - Disposition to Issuer
NQ Stock Option Right to Buy
2015-11-18$76.34/sh−6,801$519,188→ 0 totalExercise: $76.34From: 2014-02-11Exp: 2023-02-11→ Common Stock (6,801 underlying) - Disposition to Issuer
ISO Stock Option Right To Buy
2015-11-18$76.34/sh−1,309$99,929→ 0 totalExercise: $76.34From: 2014-02-11Exp: 2023-02-11→ Common Stock (1,309 underlying) - Disposition to Issuer
ISO Stock Option Right To Buy
2015-11-18$93.07/sh−1,074$99,957→ 0 totalExercise: $93.07From: 2015-02-10Exp: 2024-02-10→ Common Stock (1,074 underlying) - Disposition to Issuer
NQ Stock Option Right to Buy
2015-11-18$93.07/sh−4,336$403,552→ 0 totalExercise: $93.07From: 2015-02-10Exp: 2024-02-10→ Common Stock (4,336 underlying) - Disposition to Issuer
Restricted Stock Unit
2015-11-18−1,000→ 0 totalExercise: $0.00From: 2016-02-11Exp: 2016-02-11→ Common Stock (1,000 underlying) - Disposition to Issuer
Restricted Stock Unit
2015-11-18−835→ 0 totalExercise: $0.00From: 2017-02-10Exp: 2017-02-10→ Common Stock (835 underlying)
Footnotes (4)
- [F1]Please see attached Exhibit A. Capitalized terms used herein and not otherwise defined shall have the meanings assigned to them in the attached Exhibit A.
- [F2]These performance-based restricted stock units, which provided for vesting three years of the date of the grant, subject to certain performance criteria were cancelled at the Effective Time (whether vested or unvested) in exchange for a cash payment equal to the Per-Share Merger Consideration.
- [F3]These stock options, which provided for vesting in three equal annual installments beginning on the first anniversary of the date of the grant, were cancelled at the Effective Time (whether vested or unvested) in exchange for a cash payment equal to the Per-Share Merger Consideration, less the exercise price of the option.
- [F4]These service-based restricted stock units, which provided for vesting 100% after three years of the date of the grant, were cancelled at the Effective Time in exchange for a cash payment equal to the Per-Share Merger Consideration.
Issuer
SIGMA ALDRICH CORP
CIK 0000090185
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000090185
Filing Metadata
- Form type
- 4
- Filed
- Nov 18, 7:00 PM ET
- Accepted
- Nov 19, 4:00 PM ET
- Size
- 35.1 KB