4//SEC Filing
SMITH A O CORP 4
Accession 0000091142-07-000035
$AOSCIK 0000091142operating
Filed
Apr 24, 8:00 PM ET
Accepted
Apr 25, 1:58 PM ET
Size
37.4 KB
Accession
0000091142-07-000035
Insider Transaction Report
Form 4
ROMOSER W DAVID
V.P., General Counsel & Sec.
Transactions
- Sale
Common Stock
2007-04-24$38.03/sh−600$22,818→ 48,237 total - Sale
Common Stock
2007-04-24$38.04/sh−2,300$87,492→ 45,937 total - Exercise/Conversion
Common Stock
2007-04-24$28.70/sh+4,475$128,433→ 59,987 total - Sale
Common Stock
2007-04-24$38.01/sh−1,700$64,617→ 49,237 total - Sale
Common Stock
2007-04-24$38.06/sh−1,383$52,637→ 43,154 total - Sale
Common Stock
2007-04-24$38.07/sh−1,617$61,559→ 41,337 total - Exercise/Conversion
Common Stock
2007-04-24$15.13/sh+175$2,649→ 50,837 total - Sale
Common Stock
2007-04-24$38.02/sh−200$7,603→ 49,037 total - Sale
Common Stock
2007-04-24$38.09/sh−100$3,809→ 39,537 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2007-04-24−2,625→ 45,808 totalExercise: $29.03From: 2000-10-12Exp: 2009-10-13→ Common Stock (2,625 underlying) - Sale
Common Stock
2007-04-24$38.05/sh−1,400$53,270→ 44,537 total - Exercise/Conversion
Common Stock
2007-04-24$29.03/sh+2,625$76,207→ 50,662 total - Exercise/Conversion
Common Stock
2007-04-24$26.88/sh+4,675$125,664→ 55,512 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2007-04-24−175→ 45,633 totalExercise: $15.13From: 2002-10-08Exp: 2011-10-09→ Common Stock (175 underlying) - Exercise/Conversion
Employee Stock Options (Right to Buy)
2007-04-24−4,475→ 36,483 totalExercise: $28.70From: 2004-10-06Exp: 2013-10-07→ Common Stock (4,475 underlying) - Sale
Common Stock
2007-04-24$38.00/sh−9,050$343,900→ 50,937 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2007-04-24−4,675→ 40,958 totalExercise: $26.88From: 2003-10-10Exp: 2012-10-11→ Common Stock (4,675 underlying)
Footnotes (6)
- [F1]The exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 10, 2006.
- [F2]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on October 10, 2006.
- [F3]Granted on October 13, 1999, under the A. O. Smith Corporation Long-Term Executive Incentive Compensation Plan, a Rule 16b-3 Plan.
- [F4]Granted on October 9, 2001, under the A. O. Smith Corporation Long-Term Executive Incentive Compensation Plan, a Rule 16b-3 Plan.
- [F5]Granted on October 11, 2002, under the A. O. Smith Combined Executive Incentive Compensation Plan, a Rule 16b-3 Plan.
- [F6]Granted on October 7, 2003, under the A. O. Smith Combined Executive Incentive Compensation Plan, a Rule 16b-3 Plan.
Documents
Issuer
SMITH A O CORP
CIK 0000091142
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000091142
Filing Metadata
- Form type
- 4
- Filed
- Apr 24, 8:00 PM ET
- Accepted
- Apr 25, 1:58 PM ET
- Size
- 37.4 KB