COLE MICHAEL J 4
4 · SMITH A O CORP · Filed Oct 23, 2008
Insider Transaction Report
Form 4
COLE MICHAEL J
Senior Vice President - Asia
Transactions
- Exercise/Conversion
Phantom Stock
2008-10-22−3,700→ 6,300 total→ Common Stock (3,700 underlying) - Exercise/Conversion
Common Stock
2008-10-22+3,700→ 27,767 total
Footnotes (1)
- [F1]3,700 shares of phantom stock were granted on October 11, 2005, under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The 3,700 shares of phantom stock vested on October 22, 2008. As a result of vesting, the Company is obligated to deliver 3,700 shares of common stock to the reporting person.