RETTLER STEVE W 4
4 · SMITH A O CORP · Filed Feb 11, 2013
Insider Transaction Report
Form 4
RETTLER STEVE W
Senior Vice President - CD
Transactions
- Sale
Common Stock
2013-02-11$69.68/sh−1,114$77,620→ 16,565 total - Exercise/Conversion
Restricted Stock Units
2013-02-08−2,250→ 2,900 total→ Common Stock (2,250 underlying) - Exercise/Conversion
Common Stock
2013-02-08+2,250→ 17,679 total
Footnotes (2)
- [F1]2,250 Restricted Stock Units were granted on 02/08/2010, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 2,250 Restricted Stock Units vested on 02/08/2013. As of result of vesting, the Company is obligated to deliver 2,250 shares of Common Stock to the reporting person.
- [F2]The reporting person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock units described in footnote (1).