SMITH A O CORP 4
4 · SMITH A O CORP · Filed Jul 30, 2013
Insider Transaction Report
Form 4
Anderson Stephen
Other
Transactions
- Exercise/Conversion
Common Stock
2013-07-29$11.88/sh+2,302$27,348→ 6,762 total - Sale
Common Stock
2013-07-29$40.45/sh−10,102$408,611→ 4,460 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2013-07-29−2,302→ 30,900 totalExercise: $11.88From: 2009-02-11Exp: 2018-02-11→ Common Stock (2,302 underlying) - Exercise/Conversion
Employee Stock Options (Right to Buy)
2013-07-29−7,800→ 23,100 totalExercise: $9.50From: 2010-02-09Exp: 2019-02-09→ Common Stock (7,800 underlying) - Exercise/Conversion
Common Stock
2013-07-29$9.50/sh+7,800$74,116→ 14,562 total
Holdings
- 6,400
Restricted Stock Units
Exercise: $0.00→ Common Stock (0 underlying)
Footnotes (5)
- [F1]On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 2,230 additional shares of Common Stock.
- [F2]The employee stock options were granted on 02/11/2008, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.
- [F3]The employee stock options were granted on 02/09/2009, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3.
- [F4]On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 16,601 additional Employee Stock Options.
- [F5]On May 15, 2013, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 3,200 additional Restricted Stock Units.