4//SEC Filing
SMITH A O CORP 4
Accession 0000091142-14-000014
$AOSCIK 0000091142operating
Filed
Feb 10, 7:00 PM ET
Accepted
Feb 11, 12:24 PM ET
Size
8.6 KB
Accession
0000091142-14-000014
Insider Transaction Report
Form 4
RETTLER STEVE W
Senior Vice President - CD
Transactions
- Exercise/Conversion
Restricted Stock Units
2014-02-07−3,000→ 5,000 totalExercise: $46.34→ Common Stock (3,000 underlying) - Exercise/Conversion
Common Stock
2014-02-07$46.34/sh+3,000$139,035→ 29,918 total - Sale
Common Stock
2014-02-10$46.67/sh−1,352$63,094→ 28,566 total
Footnotes (2)
- [F1]3,000 Restricted Stock Units were granted on 02/07/2011, under the A. O. Smith Combined Incentive Compensation Plan, a transaction excempt under Rule 16b-3. 3,000 Restricted Stock Units vested on 02/07/2014. As of result of vesting, the Company is obligated to deliver 3,000 shares of Common Stock to the reporting person.
- [F2]The reporting person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock units described in footnote (1).
Documents
Issuer
SMITH A O CORP
CIK 0000091142
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0000091142
Filing Metadata
- Form type
- 4
- Filed
- Feb 10, 7:00 PM ET
- Accepted
- Feb 11, 12:24 PM ET
- Size
- 8.6 KB