SMITH A O CORP 4
4 · SMITH A O CORP · Filed Feb 13, 2017
Insider Transaction Report
Form 4
BROUWER WILFRIDUS M
Senior V.P., President and GM
Transactions
- Exercise/Conversion
Common Stock
2017-02-10$49.86/sh+4,000$199,440→ 37,964 total - Tax Payment
Common Stock
2017-02-10$49.86/sh−1,800$89,748→ 36,164 total - Exercise/Conversion
Restricted Stock Units
2017-02-10−4,000→ 5,930 totalExercise: $49.86→ Common Stock (4,000 underlying)
Holdings
- 26,244
Employee Stock Options (Right to Buy)
Exercise: $0.00→ Common Stock (0 underlying)
Footnotes (4)
- [F1]4,000 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 4,000 Restricted Stock Units vested on 02/10/2017. As a result of vesting, the Company is obligated to deliver 4,000 shares of Common Stock to the reporting person.
- [F2]On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 16,982 additional shares of Common Stock.
- [F3]On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 4,965 additional Restricted Stock Units.
- [F4]On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 13,122 additional Employee Stock Options.