Home/Filings/4/0000091142-17-000020
4//SEC Filing

SMITH A O CORP 4

Accession 0000091142-17-000020

$AOSCIK 0000091142operating

Filed

Feb 12, 7:00 PM ET

Accepted

Feb 13, 5:16 PM ET

Size

10.4 KB

Accession

0000091142-17-000020

Insider Transaction Report

Form 4
Period: 2017-02-10
Vallett William L Jr
CEO, Lochinvar, LLC
Transactions
  • Exercise/Conversion

    Common Stock

    2017-02-10$49.86/sh+2,700$134,62253,172 total
  • Tax Payment

    Common Stock

    2017-02-10$49.86/sh867$43,22952,305 total
  • Exercise/Conversion

    Restricted Stock Units

    2017-02-102,7005,780 total
    Exercise: $49.86Common Stock (2,700 underlying)
Holdings
  • Employee Stock Options (Right to Buy)

    Exercise: $0.00Common Stock (0 underlying)
    38,610
Footnotes (4)
  • [F1]2,700 Restricted Stock Units were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 2,700 Restricted Stock Units vested on 02/10/2017. As of result of vesting, the Company is obligated to deliver 2,700 shares of Common Stock to the reporting person.
  • [F2]On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 25,236 additional shares of Common Stock.
  • [F3]On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 4,240 additional Restricted Stock Units.
  • [F4]On October 5, 2016, the common stock of A. O. Smith Corporation split 2-for1, resulting in the reporting person's ownership of 19,305 additional Employee Stock Options.

Issuer

SMITH A O CORP

CIK 0000091142

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000091142

Filing Metadata

Form type
4
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 5:16 PM ET
Size
10.4 KB