SMITH A O CORP 4
4 · SMITH A O CORP · Filed Feb 28, 2017
Insider Transaction Report
Form 4
Ding Wei
President and GM, AOSCWHC
Transactions
- Exercise/Conversion
Common Stock
2017-02-27$23.23/sh−4,000$92,940→ 7,039 total - Exercise/Conversion
Common Stock
2017-02-27$30.77/sh+11,260$346,414→ 18,299 total - Exercise/Conversion
Common Stock
2017-02-27$31.67/sh+6,144$194,580→ 24,443 total - Sale
Common Stock
2017-02-27$51.10/sh−21,404$1,093,669→ 3,039 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2017-02-27−4,000→ 46,455 totalExercise: $23.23Exp: 2024-02-10→ Common Stock (4,000 underlying) - Exercise/Conversion
Employee Stock Options (Right to Buy)
2017-02-27−11,260→ 35,195 totalExercise: $30.77Exp: 2025-02-09→ Common Stock (11,260 underlying) - Exercise/Conversion
Employee Stock Options (Right to Buy)
2017-02-27−6,144→ 29,051 totalExercise: $31.67Exp: 2026-02-08→ Common Stock (6,144 underlying)
Footnotes (3)
- [F1]The employee stock options were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.
- [F2]The employee stock options were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.
- [F3]The employee stock options were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017.