Home/Filings/4/0000091142-17-000038
4//SEC Filing

SMITH A O CORP 4

Accession 0000091142-17-000038

$AOSCIK 0000091142operating

Filed

Feb 27, 7:00 PM ET

Accepted

Feb 28, 3:41 PM ET

Size

16.2 KB

Accession

0000091142-17-000038

Insider Transaction Report

Form 4
Period: 2017-02-27
Ding Wei
President and GM, AOSCWHC
Transactions
  • Exercise/Conversion

    Common Stock

    2017-02-27$23.23/sh4,000$92,9407,039 total
  • Exercise/Conversion

    Common Stock

    2017-02-27$30.77/sh+11,260$346,41418,299 total
  • Exercise/Conversion

    Common Stock

    2017-02-27$31.67/sh+6,144$194,58024,443 total
  • Sale

    Common Stock

    2017-02-27$51.10/sh21,404$1,093,6693,039 total
  • Exercise/Conversion

    Employee Stock Options (Right to Buy)

    2017-02-274,00046,455 total
    Exercise: $23.23Exp: 2024-02-10Common Stock (4,000 underlying)
  • Exercise/Conversion

    Employee Stock Options (Right to Buy)

    2017-02-2711,26035,195 total
    Exercise: $30.77Exp: 2025-02-09Common Stock (11,260 underlying)
  • Exercise/Conversion

    Employee Stock Options (Right to Buy)

    2017-02-276,14429,051 total
    Exercise: $31.67Exp: 2026-02-08Common Stock (6,144 underlying)
Footnotes (3)
  • [F1]The employee stock options were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.
  • [F2]The employee stock options were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.
  • [F3]The employee stock options were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017.

Issuer

SMITH A O CORP

CIK 0000091142

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000091142

Filing Metadata

Form type
4
Filed
Feb 27, 7:00 PM ET
Accepted
Feb 28, 3:41 PM ET
Size
16.2 KB