Martineau Peter R 4

Accession 0000091142-17-000069

CIK 0000091142other

Filed

Oct 31, 8:00 PM ET

Accepted

Nov 1, 3:15 PM ET

Size

23.9 KB

Accession

0000091142-17-000069

Form 4

Period: 2017-10-31

Senior Vice President - CIO

Transactions

Exercise/Conversion
Employee Stock Options (Right to Buy)
2017-10-31−6,800→ 22,740 total
Exercise: $17.46Exp: 2023-02-11→ Common Stock (6,800 underlying)
Exercise/Conversion
Employee Stock Options (Right to Buy)
2017-10-31−3,493→ 14,107 total
Exercise: $30.77Exp: 2025-02-09→ Common Stock (3,493 underlying)
Exercise/Conversion
Employee Stock Options (Right to Buy)
2017-10-31−2,434→ 11,673 total
Exercise: $31.67Exp: 2026-02-08→ Common Stock (2,434 underlying)
Exercise/Conversion
Employee Stock Options (Right to Buy)
2017-10-31−5,140→ 17,600 total
Exercise: $23.23Exp: 2024-02-10→ Common Stock (5,140 underlying)
Exercise/Conversion
Common Stock
2017-10-31$17.46/sh+6,800$118,742→ 24,328 total
Exercise/Conversion
Common Stock
2017-10-31$30.77/sh+3,493$107,462→ 32,961 total
Exercise/Conversion
Employee Stock Options (Right to Buy)
2017-10-31−4,400→ 29,540 total
Exercise: $11.49Exp: 2022-02-13→ Common Stock (4,400 underlying)
Exercise/Conversion
Common Stock
2017-10-31$11.49/sh+4,400$50,569→ 17,528 total
Exercise/Conversion
Common Stock
2017-10-31$31.67/sh+2,434$77,085→ 35,395 total
Exercise/Conversion
Common Stock
2017-10-31$23.23/sh+5,140$119,428→ 29,468 total
Sale
Common Stock
2017-10-31$59.33/sh−22,267$1,321,088→ 13,128 total

Footnotes (5)

[F1]The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/13/2013.
[F2]The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.
[F3]The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.
[F4]The employee stock options were granted on 02/09/2015 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.
[F5]The employee stock options were granted on 02/08/2016 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/08/2017.

Documents

1 file

SMITH A O CORP

CIK 0000091142

Entity typeother