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SMITH A O CORP·5

Feb 7, 11:23 AM ET

SMITH BRUCE M 5

5 · SMITH A O CORP · Filed Feb 7, 2018

Insider Transaction Report

Form 5
Period: 2017-12-31
SMITH A O CORPAOS
SMITH BRUCE M
Director
Transactions
  • Gift

    Class A Common Stock

    2017-12-06−450→ 453,149 total(indirect: By Trust)
    Exercise: $0.00→ Common Stock (450 underlying)
  • Gift

    Class A Common Stock

    2017-12-05−365→ 453,599 total(indirect: By Trust)
    Exercise: $0.00→ Common Stock (365 underlying)
  • Gift

    Class A Common Stock

    2017-12-08−748→ 452,401 total(indirect: By Trust)
    Exercise: $0.00→ Common Stock (748 underlying)
Holdings

  • Common Stock

    15,892

  • Restricted Stock Units

    Exercise: $0.00→ Common Stock (0 underlying)
    118,514

  • Common Stock

    (indirect: By Trust)
    2,400
Footnotes (7)
  • [F1]Shares deferred under the A. O. Smith Non-qualified Deferred Compensation Plan.
  • [F2]The reporting person beneficially owns these shares as settlor of a revocable family trust.
  • [F3]The Plan permits the participant to defer receipt of the award and Mr. Smith has made a deferral.
  • [F4]The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Non-qualified Deferred Compensation Plan. The total amount of dividends received was 1,216 units of Restricted Stock Units.
  • [F5]Gift
  • [F6]Convertible at any time into Common Stock.
  • [F7]None.

Documents

1 file
  • 5
    edgar.xmlPrimary

    PRIMARY DOCUMENT