Home/Filings/5/0000091142-18-000003
5//SEC Filing

SMITH BRUCE M 5

Accession 0000091142-18-000003

CIK 0000091142other

Filed

Feb 6, 7:00 PM ET

Accepted

Feb 7, 11:23 AM ET

Size

13.1 KB

Accession

0000091142-18-000003

Insider Transaction Report

Form 5
Period: 2017-12-31
Transactions
  • Gift

    Class A Common Stock

    2017-12-06450453,149 total(indirect: By Trust)
    Exercise: $0.00Common Stock (450 underlying)
  • Gift

    Class A Common Stock

    2017-12-05365453,599 total(indirect: By Trust)
    Exercise: $0.00Common Stock (365 underlying)
  • Gift

    Class A Common Stock

    2017-12-08748452,401 total(indirect: By Trust)
    Exercise: $0.00Common Stock (748 underlying)
Holdings
  • Common Stock

    15,892
  • Restricted Stock Units

    Exercise: $0.00Common Stock (0 underlying)
    118,514
  • Common Stock

    (indirect: By Trust)
    2,400
Footnotes (7)
  • [F1]Shares deferred under the A. O. Smith Non-qualified Deferred Compensation Plan.
  • [F2]The reporting person beneficially owns these shares as settlor of a revocable family trust.
  • [F3]The Plan permits the participant to defer receipt of the award and Mr. Smith has made a deferral.
  • [F4]The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Non-qualified Deferred Compensation Plan. The total amount of dividends received was 1,216 units of Restricted Stock Units.
  • [F5]Gift
  • [F6]Convertible at any time into Common Stock.
  • [F7]None.

Issuer

SMITH A O CORP

CIK 0000091142

Entity typeother

Related Parties

1
  • filerCIK 0001236625

Filing Metadata

Form type
5
Filed
Feb 6, 7:00 PM ET
Accepted
Feb 7, 11:23 AM ET
Size
13.1 KB