Home/Filings/4/0000091142-18-000016
4//SEC Filing

Martineau Peter R 4

Accession 0000091142-18-000016

CIK 0000091142other

Filed

Feb 12, 7:00 PM ET

Accepted

Feb 13, 5:29 PM ET

Size

13.2 KB

Accession

0000091142-18-000016

Insider Transaction Report

Form 4
Period: 2018-02-09
Martineau Peter R
Senior Vice President - CIO
Transactions
  • Exercise/Conversion

    Common Stock

    2018-02-09$60.11/sh+1,460$87,7614,865 total
  • Tax Payment

    Common Stock

    2018-02-09$60.11/sh652$39,1924,213 total
  • Exercise/Conversion

    Restricted Stock Units

    2018-02-081,4603,135 total
    Exercise: $60.11Common (1,460 underlying)
  • Award

    Restricted Stock Units

    2018-02-12+1,2004,335 total
    Exercise: $61.76Common Stock (1,200 underlying)
  • Award

    Employee Stock Options (Right to Buy)

    2018-02-12+5,00016,673 total
    Exercise: $61.76Exp: 2028-02-12Common Stock (5,000 underlying)
Footnotes (3)
  • [F1]1,460 Restricted Stock Units were granted on February 9, 2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 1,460 Restricted Stock Units vested on February 9, 2018. As a result of vesting, the Company is obligated to deliver 1,460 shares of Common Stock to the reporting Person.
  • [F2]The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021.
  • [F3]The employee stock options were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/12/2019.

Issuer

SMITH A O CORP

CIK 0000091142

Entity typeother

Related Parties

1
  • filerCIK 0001667767

Filing Metadata

Form type
4
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 5:29 PM ET
Size
13.2 KB