4//SEC Filing
Vallett William L Jr 4
Accession 0000091142-18-000020
CIK 0000091142other
Filed
Feb 12, 7:00 PM ET
Accepted
Feb 13, 5:35 PM ET
Size
13.5 KB
Accession
0000091142-18-000020
Insider Transaction Report
Form 4
Vallett William L Jr
CEO, Lochinvar, LLC
Transactions
- Exercise/Conversion
Common Stock
2018-02-09$60.11/sh+3,250$195,358→ 55,568 total - Exercise/Conversion
Restricted Stock Units
2018-02-09−3,250→ 4,125 totalExercise: $60.11→ Common Stock (3,250 underlying) - Tax Payment
Common Stock
2018-02-09$60.11/sh−880$52,897→ 54,688 total - Award
Restricted Stock Units
2018-02-12+1,415→ 5,540 totalExercise: $61.76→ Common Stock (1,415 underlying) - Award
Employee Stock Options (Right to Buy)
2018-02-12+5,890→ 50,635 totalExercise: $61.76Exp: 2028-02-12→ Common Stock (5,890 underlying)
Footnotes (4)
- [F1]3,250 Restricted Stock Units were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 3,250 Restricted Stock Units vested on 02/09/2018. As of result of vesting, the Company is obligated to deliver 3,250 shares of Common Stock to the reporting person.
- [F2]Mr. Vallett is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 13 shares of Common Stock.
- [F3]The restricted stock units were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/12/2021.
- [F4]The employee stock options were granted on 02/12/2018 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/12/2019.
Documents
Issuer
SMITH A O CORP
CIK 0000091142
Entity typeother
Related Parties
1- filerCIK 0001566392
Filing Metadata
- Form type
- 4
- Filed
- Feb 12, 7:00 PM ET
- Accepted
- Feb 13, 5:35 PM ET
- Size
- 13.5 KB