Ding Wei 4
4 · SMITH A O CORP · Filed Feb 20, 2018
Insider Transaction Report
Form 4
Ding Wei
President and GM, AOSCWHC
Transactions
- Sale
Common Stock
2018-02-20$65.29/sh−11,773$768,677→ 5,853 total - Exercise/Conversion
Common Stock
2018-02-20$30.77/sh+5,630$173,207→ 11,483 total - Exercise/Conversion
Common Stock
2018-02-20$31.67/sh+6,143$194,549→ 17,626 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2018-02-20−5,630→ 34,081 totalExercise: $30.77Exp: 2025-02-09→ Common Stock (5,630 underlying) - Exercise/Conversion
Employee Stock Options (Right to Buy)
2018-02-20−6,143→ 27,938 totalExercise: $31.67Exp: 2026-02-08→ Common Stock (6,143 underlying)
Footnotes (3)
- [F1]The price in Column 4 is a weighted average price. The prices actually received ranged from $65.07 to $65.59. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
- [F2]The employee stock options were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.
- [F3]The employee stock options were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/08/2017.