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SMITH A O CORP·4

Apr 10, 4:56 PM ET

SMITH BRUCE M 4

4 · SMITH A O CORP · Filed Apr 10, 2018

Insider Transaction Report

Form 4
Period: 2018-04-09
SMITH A O CORPAOS
SMITH BRUCE M
Director
Transactions
  • Award

    Restricted Stock Units

    2018-04-09+1,970→ 120,802 total
    Exercise: $63.48→ Common Stock (1,970 underlying)
Holdings

  • Common Stock

    15,892

  • Common Stock

    (indirect: By Trust)
    2,400

  • Class A Common Stock

    (indirect: By Trust)
    Exercise: $0.00→ Common Stock (0 underlying)
    452,401
Footnotes (8)
  • [F1]Shares deferred under the A. O. Smith Nonqualified Deferred Compensation Plan.
  • [F2]The reporting person beneficially owns these shares as settlor of a revocable family trust.
  • [F3]Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 9, 2018.
  • [F4]The Plan permits the participant to defer receipt of the award, and Mr. Smith has made a deferral.
  • [F5]1 for 1.
  • [F6]Convertible at any time into Common Stock.
  • [F7]None.
  • [F8]The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 318 units of Restricted Stock Units.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT