Home/Filings/4/0000091142-18-000039
4//SEC Filing

SMITH BRUCE M 4

Accession 0000091142-18-000039

CIK 0000091142other

Filed

Apr 9, 8:00 PM ET

Accepted

Apr 10, 4:56 PM ET

Size

8.8 KB

Accession

0000091142-18-000039

Insider Transaction Report

Form 4
Period: 2018-04-09
Transactions
  • Award

    Restricted Stock Units

    2018-04-09+1,970120,802 total
    Exercise: $63.48Common Stock (1,970 underlying)
Holdings
  • Common Stock

    15,892
  • Common Stock

    (indirect: By Trust)
    2,400
  • Class A Common Stock

    (indirect: By Trust)
    Exercise: $0.00Common Stock (0 underlying)
    452,401
Footnotes (8)
  • [F1]Shares deferred under the A. O. Smith Nonqualified Deferred Compensation Plan.
  • [F2]The reporting person beneficially owns these shares as settlor of a revocable family trust.
  • [F3]Payment of retainer in Restricted Stock Units under the A. O. Smith Nonqualified Deferred Compensation Plan based on the market price of the Common Stock on April 9, 2018.
  • [F4]The Plan permits the participant to defer receipt of the award, and Mr. Smith has made a deferral.
  • [F5]1 for 1.
  • [F6]Convertible at any time into Common Stock.
  • [F7]None.
  • [F8]The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 318 units of Restricted Stock Units.

Issuer

SMITH A O CORP

CIK 0000091142

Entity typeother

Related Parties

1
  • filerCIK 0001236625

Filing Metadata

Form type
4
Filed
Apr 9, 8:00 PM ET
Accepted
Apr 10, 4:56 PM ET
Size
8.8 KB