Home/Filings/4/0000091142-19-000006
4//SEC Filing

Ding Wei 4

Accession 0000091142-19-000006

CIK 0000091142other

Filed

Feb 11, 7:00 PM ET

Accepted

Feb 12, 3:17 PM ET

Size

13.6 KB

Accession

0000091142-19-000006

Insider Transaction Report

Form 4
Period: 2018-02-09
Ding Wei
President and GM, AOSCWHC
Transactions
  • Award

    Common Stock

    2019-02-08$48.72/sh+4,580$223,13810,433 total
  • Tax Payment

    Common Stock

    2019-02-08$48.72/sh1,882$91,6918,623 total
  • Exercise/Conversion

    Restricted Stock Units

    2019-02-084,5805,460 total
    Exercise: $48.72Common Stock (4,580 underlying)
  • Award

    Restricted Stock Units

    2019-02-11+3,3708,830 total
    Exercise: $49.42Common Stock (3,370 underlying)
  • Award

    Employee Stock Options (Right to Buy)

    2019-02-11+15,39043,328 total
    Exercise: $49.42Exp: 2029-02-11Common Stock (15,390 underlying)
Footnotes (4)
  • [F1]4,580 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 4,580 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 4,580 shares of Common Stock to the reporting person.
  • [F2]Mr. Ding is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 72 shares of Common Stock.
  • [F3]The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.
  • [F4]The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020.

Issuer

SMITH A O CORP

CIK 0000091142

Entity typeother

Related Parties

1
  • filerCIK 0001566652

Filing Metadata

Form type
4
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 3:17 PM ET
Size
13.6 KB