Ding Wei 4

4 · SMITH A O CORP · Filed Feb 12, 2019

Form 4

Period: 2018-02-09

President and GM, AOSCWHC

Transactions

Award
Common Stock
2019-02-08$48.72/sh+4,580$223,138→ 10,433 total
Tax Payment
Common Stock
2019-02-08$48.72/sh−1,882$91,691→ 8,623 total
Exercise/Conversion
Restricted Stock Units
2019-02-08−4,580→ 5,460 total
Exercise: $48.72→ Common Stock (4,580 underlying)
Award
Restricted Stock Units
2019-02-11+3,370→ 8,830 total
Exercise: $49.42→ Common Stock (3,370 underlying)
Award
Employee Stock Options (Right to Buy)
2019-02-11+15,390→ 43,328 total
Exercise: $49.42Exp: 2029-02-11→ Common Stock (15,390 underlying)

Footnotes (4)

[F1]4,580 Restricted Stock Units were granted on 02/08/2016, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. 4,580 Restricted Stock Units vested on 02/08/2019. As a result of vesting, the Company is obligated to deliver 4,580 shares of Common Stock to the reporting person.
[F2]Mr. Ding is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 72 shares of Common Stock.
[F3]The restricted stock units were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/11/2022.
[F4]The employee stock options were granted on 02/11/2019 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2020.

Documents

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