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SMITH A O CORP·4

Apr 2, 4:35 PM ET

SMITH BRUCE M 4

4 · SMITH A O CORP · Filed Apr 2, 2019

Insider Transaction Report

Form 4
Period: 2019-04-01
SMITH A O CORPAOS
SMITH BRUCE M
Director
Transactions
  • Award

    Common Stock

    2019-04-01$53.99/sh+8,384$452,652→ 8,384 total
  • Exercise/Conversion

    Restricted Stock Units

    2019-04-01+8,384→ 114,279 total
    Exercise: $53.99→ Common Stock (8,384 underlying)
Holdings

  • Common Stock

    (indirect: By Trust)
    2,400

  • Common Stock

    15,892

  • Class A Common Stock

    (indirect: By Trust)
    Exercise: $0.00→ Common Stock (0 underlying)
    452,401
Footnotes (7)
  • [F1]Shares deferred under the A. O. Smith Nonqualified Deferred Compensation Plan.
  • [F2]The reporting person beneficially owns these shares as settlor of a revocable family trust.
  • [F3]The Plan permits the participant to defer the receipt of the award. Mr. Bruce Smith elected a deferral until 04/01/2019.
  • [F4]The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 1,861 units of Restricted Stock Units.
  • [F5]1 for 1.
  • [F6]Convertible at any time into Common Stock.
  • [F7]None.

Documents

1 file
  • 4
    edgar.xmlPrimary

    PRIMARY DOCUMENT