Dana Paul R 4
4 · SMITH A O CORP · Filed May 2, 2019
Insider Transaction Report
Form 4
Dana Paul R
VP, Global Operations
Transactions
- Exercise/Conversion
Common Stock
2019-05-02$23.23/sh+2,570$59,714→ 7,535 total - Exercise/Conversion
Common Stock
2019-05-02$30.77/sh+6,700$206,126→ 14,235 total - Sale
Common Stock
2019-05-02$52.76/sh−9,010$475,349→ 5,225 total - Exercise/Conversion
Employee Stock Options (Right to Buy)
2019-05-02−2,570→ 36,180 totalExercise: $23.23Exp: 2024-02-10→ Common Stock (2,570 underlying) - Exercise/Conversion
Employee Stock Options (Right to Buy)
2019-05-02−6,700→ 29,480 totalExercise: $30.77Exp: 2025-02-09→ Common Stock (6,700 underlying)
Footnotes (3)
- [F1]The price in Column 4 is a weighted average price. The prices actually received ranged from $52.32 to $52.97. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported on this Form 4 utilizing an average weighted price.
- [F2]The employee stock options were granted on 02/10/2014, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/10/2015.
- [F3]The employee stock options were granted on 02/09/2015, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/09/2016.