Home/Filings/5/0000091142-20-000002
5//SEC Filing

SMITH BRUCE M 5

Accession 0000091142-20-000002

CIK 0000091142other

Filed

Feb 3, 7:00 PM ET

Accepted

Feb 4, 3:37 PM ET

Size

9.1 KB

Accession

0000091142-20-000002

Insider Transaction Report

Form 5
Period: 2019-12-31
Transactions
  • Gift

    Class A Common Stock

    2019-09-06223,000229,401 total(indirect: By Trust)
    Exercise: $0.00Common Stock (223,000 underlying)
Holdings
  • Common Stock

    15,892
  • Common Stock

    (indirect: By Trust)
    2,400
  • Common Stock

    5,738
  • Restricted Stock Units

    Exercise: $0.00Common Stock (0 underlying)
    115,915
Footnotes (7)
  • [F1]Shares deferred under the A. O. Smith Non-qualified Deferred Compensation Plan.
  • [F2]The reporting person beneficially owns these shares as settlor of a revocable family trust.
  • [F3]The Plan permits the participant to defer receipt of the award and Mr. Smith has made a deferral.
  • [F4]The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Non-qualified Deferred Compensation Plan. The total amount of dividends received was 1,112 units of Restricted Stock Units.
  • [F5]Gift
  • [F6]Convertible at any time into Common Stock.
  • [F7]None.

Issuer

SMITH A O CORP

CIK 0000091142

Entity typeother

Related Parties

1
  • filerCIK 0001236625

Filing Metadata

Form type
5
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 3:37 PM ET
Size
9.1 KB