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SMITH A O CORP·5

Feb 4, 3:37 PM ET

SMITH BRUCE M 5

5 · SMITH A O CORP · Filed Feb 4, 2020

Insider Transaction Report

Form 5
Period: 2019-12-31
SMITH A O CORPAOS
SMITH BRUCE M
Director
Transactions
  • Gift

    Class A Common Stock

    2019-09-06−223,000→ 229,401 total(indirect: By Trust)
    Exercise: $0.00→ Common Stock (223,000 underlying)
Holdings

  • Common Stock

    15,892

  • Common Stock

    (indirect: By Trust)
    2,400

  • Common Stock

    5,738

  • Restricted Stock Units

    Exercise: $0.00→ Common Stock (0 underlying)
    115,915
Footnotes (7)
  • [F1]Shares deferred under the A. O. Smith Non-qualified Deferred Compensation Plan.
  • [F2]The reporting person beneficially owns these shares as settlor of a revocable family trust.
  • [F3]The Plan permits the participant to defer receipt of the award and Mr. Smith has made a deferral.
  • [F4]The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Non-qualified Deferred Compensation Plan. The total amount of dividends received was 1,112 units of Restricted Stock Units.
  • [F5]Gift
  • [F6]Convertible at any time into Common Stock.
  • [F7]None.

Documents

1 file
  • 5
    edgar.xmlPrimary

    PRIMARY DOCUMENT