Dana Paul R 4
4 · SMITH A O CORP · Filed Feb 12, 2020
Insider Transaction Report
Form 4
Dana Paul R
VP, Global Operations
Transactions
- Award
Employee Stock Options (Right to Buy)
2020-02-10+12,960→ 42,440 totalExercise: $42.39Exp: 2030-02-10→ Common Stock (12,960 underlying) - Gift
Common Stock
2019-02-11−1,225→ 4,000 total - Award
Restricted Stock Units
2020-02-10+2,490→ 7,490 totalExercise: $42.39→ Common Stock (2,490 underlying)
Footnotes (3)
- [F1]Gift
- [F2]The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2021.
- [F3]The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023.