Gurholt Helen E 4
4 · SMITH A O CORP · Filed Feb 12, 2020
Insider Transaction Report
Form 4
Gurholt Helen E
Vice President and Controller
Transactions
- Award
Employee Stock Options (Right to Buy)
2020-02-10+6,015→ 16,365 totalExercise: $42.39Exp: 2030-02-10→ Common Stock (6,015 underlying) - Award
Restricted Stock Units
2020-02-10+1,155→ 2,200 totalExercise: $42.39→ Common Stock (1,155 underlying)
Holdings
- 1,100
Common Stock
Footnotes (3)
- [F1]Ms. Gurholt is a participant in the A. O. Smith Dividend Reinvestment Plan ('Plan") and receives a quarterly dividend pursuant to the Plan. The total amount of dividends received was 6 shares of Common Stock.
- [F2]The employee stock options were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/10/2021.
- [F3]The restricted stock units were granted on 02/10/2020 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The restricted stock units become payable in Common Stock on the vesting date of 02/10/2023.