SMITH BRUCE M 4
4 · SMITH A O CORP · Filed Apr 17, 2020
Insider Transaction Report
Form 4
SMITH BRUCE M
Director
Transactions
- Award
Common Stock
2020-04-15$40.02/sh+3,249$130,025→ 8,987 total
Holdings
- 2,400(indirect: By Trust)
Common Stock
- 15,892
Common Stock
- 116,560
Restricted Stock Units
Exercise: $0.00→ Common (0 underlying) - 229,401(indirect: By Trust)
Class A Common Stock
Exercise: $0.00→ Common Stock (0 underlying)
Footnotes (8)
- [F1]Payment of retainer of stock under the A. O. Smith Corporation directors' compensation program based on the market price of the Common Stock on April 15, 2020.
- [F2]Shares deferred under the A. O. Smith Nonqualified Deferred Compensation Plan.
- [F3]The reporting person beneficially owns these shares as settlor of a revocable family trust.
- [F4]The Plan permits the participant to defer receipt of the award, and Mr. Smith has made a deferral.
- [F5]The Restricted Stock Units receive a quarterly dividend pursuant to a dividend reinvestment feature of the A. O. Smith Nonqualified Deferred Compensation Plan. The total amount of dividends received was 645 units of Restricted Stock Units.
- [F6]1 for 1.
- [F7]Convertible at any time into Common Stock.
- [F8]None.